Online Schema Changes

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CockroachDB's online schema changes provide a simple way to update a table schema without imposing any negative consequences on an application — including downtime. The schema change engine is a built-in feature requiring no additional tools, resources, or ad hoc sequencing of operations.

Benefits of online schema changes include:

• Changes to your table schema happen while the database is running.
• The schema change runs as a background job without holding locks on the underlying table data.
• Your application's queries can run normally, with no effect on read/write latency. The schema is cached for performance.
• Your data is kept in a safe, consistent state throughout the entire schema change process.

How online schema changes work

At a high level, online schema changes are accomplished by using a bridging strategy involving concurrent uses of multiple versions of the schema. The process is as follows:

1. You initiate a schema change by executing ALTER TABLE, CREATE INDEX, TRUNCATE, etc.

2. The schema change engine converts the original schema to the new schema in discrete steps while ensuring that the underlying table data is always in a consistent state. These changes are executed as a background job, and can be paused, resumed, and canceled.

This approach allows the schema change engine to roll out a new schema while the previous version is still in use. It then backfills or deletes the underlying table data as needed in the background, while the cluster is still running and servicing reads and writes from your application.

During the backfilling process, the schema change engine updates the underlying table data to make sure all instances of the table are stored according to the requirements of the new schema.

Once backfilling is complete, all nodes will switch over to the new schema, and will allow reads and writes of the table using the new schema.

For more technical details, see How online schema changes are possible in CockroachDB.

The following online schema changes pause if the node executing the schema change is running out of disk space:

• Changes that trigger an index backfill (adding data to an index).
• The following statements:
  • ADD COLUMN when the statement also features INDEX or UNIQUE.
  • ALTER PRIMARY KEY
  • CREATE INDEX
  • CREATE MATERIALIZED VIEW
  • CREATE TABLE AS
  • REFRESH
  • SET LOCALITY under one of the following conditions:
  • The locality changes from REGIONAL BY ROW to something that is not REGIONAL BY ROW.
  • The locality changes from something that is not REGIONAL BY ROW to REGIONAL BY ROW.

For advice about how to avoid running out of space during an online schema change, refer to Estimate your storage capacity before performing online schema changes.

Declarative schema changer

CockroachDB only guarantees atomicity for schema changes within single statement transactions, either implicit transactions or in an explicit transaction with a single schema change statement. The declarative schema changer is the next iteration of how schema changes will be performed in CockroachDB. By planning schema change operations in a more principled manner, the declarative schema changer will ultimately make transactional schema changes possible. You can identify jobs that are using the declarative schema changer by running SHOW JOBS and finding jobs with a job_type of NEW SCHEMA CHANGE.

The following statements use the declarative schema changer by default:

• DROP DATABASE
• DROP SCHEMA
• DROP TABLE
• DROP TYPE
• CREATE FUNCTION
• DROP FUNCTION
• ALTER TABLE ... ADD CONSTRAINT ... CHECK
• ALTER TABLE ... ADD CONSTRAINT ... CHECK ... NOT VALID
• ALTER TABLE ... ADD CONSTRAINT ... FOREIGN KEY
• ALTER TABLE ... ADD CONSTRAINT ... FOREIGN KEY ... NOT VALID
• ALTER TABLE ... VALIDATE CONSTRAINT
• ALTER TABLE ... DROP CONSTRAINT
• CREATE SEQUENCE

Until all schema change statements are moved to use the declarative schema changer you can enable and disable the declarative schema changer for supported statements using the sql.defaults.use_declarative_schema_changer cluster setting and the use_declarative_schema_changer session variable.

Best practices for online schema changes

Estimate your storage capacity before performing online schema changes

Some schema change operations, like adding or dropping columns or altering primary keys, will temporarily increase a cluster's storage consumption. Specifically, these operations may temporarily require up to three times more storage space for the range size while the schema change is being applied, and this may cause the cluster to run out of storage space or fail to apply the schema change.

To estimate the size of the indexes in your table, use the SHOW RANGES statement.

SHOW RANGES FROM TABLE {table name} WITH DETAILS, KEYS, INDEXES;

The output includes a range_size_mb column that shows the size of the range in megabytes for each index.

In many cases this range size is trivial, but when the range size is many gigabytes or terabytes, you will need at least three times that amount of free storage space to successfully apply an online schema change.

Example of finding the range size of an index

1. Start a 3 node cockroach demo cluster with the MovR dataset.

   cockroach demo --nodes 3
   

2. Turn off the deprecated behavior of SHOW RANGES:

   SET CLUSTER SETTING sql.show_ranges_deprecated_behavior.enabled TO 'false';
   

3. Find the range size of the indexes in the movr.vehicles table:

   WITH x AS (
           SHOW RANGES FROM TABLE movr.vehicles WITH DETAILS, KEYS, INDEXES
        )
   SELECT index_name,
          round(range_size_mb, 4) as range_size_mb
     FROM x;
   

                 index_name               | range_size_mb
   ----------------------------------------+----------------
     vehicles_pkey                         |        0.0005
     vehicles_pkey                         |        0.0002
     vehicles_pkey                         |        0.0005
     vehicles_pkey                         |        0.0006
     vehicles_pkey                         |        0.0002
     vehicles_pkey                         |        0.0002
     vehicles_pkey                         |        0.0002
     vehicles_pkey                         |        0.0002
     vehicles_pkey                         |        0.0103
     vehicles_auto_index_fk_city_ref_users |        0.0103
   (10 rows)
   

Run schema changes with large backfills during off-peak hours

Online schema changes that result in large backfill operations (for example, ALTER TABLE ... ALTER COLUMN statements) are computationally expensive, and can result in degraded performance. The admission control system will help keep high-priority operations running, but it's recommended to run backfill-heavy schema changes during times when the cluster is under relatively low loads.

Schema changes in multi-region clusters

To reduce latency while making online schema changes, we recommend specifying a lease_preference zone configuration on the system database to a single region and running all subsequent schema changes from a node within that region. For example, if the majority of online schema changes come from machines that are geographically close to us-east1, run the following:

ALTER DATABASE system CONFIGURE ZONE USING constraints = '{"+region=us-east1": 1}', lease_preferences = '[[+region=us-east1]]';

Run all subsequent schema changes from a node in the specified region.

If you do not intend to run more schema changes from that region, you can safely remove the lease preference from the zone configuration for the system database.

Examples

Run schema changes inside a transaction with CREATE TABLE

As noted in Known limitations, you cannot run schema changes inside transactions in general.

However, you can run schema changes inside the same transaction as a CREATE TABLE statement. For example:

> BEGIN;
  SAVEPOINT cockroach_restart;
  CREATE TABLE fruits (
        id UUID PRIMARY KEY DEFAULT gen_random_uuid(),
        name STRING,
        color STRING
    );
  INSERT INTO fruits (name, color) VALUES ('apple', 'red');
  ALTER TABLE fruits ADD COLUMN inventory_count INTEGER DEFAULT 5;
  ALTER TABLE fruits ADD CONSTRAINT name CHECK (name IN ('apple', 'banana', 'orange'));
  SELECT name, color, inventory_count FROM fruits;
  RELEASE SAVEPOINT cockroach_restart;
  COMMIT;

The transaction succeeds with the following output:

BEGIN
SAVEPOINT
CREATE TABLE
INSERT 0 1
ALTER TABLE
ALTER TABLE
+-------+-------+-----------------+
| name  | color | inventory_count |
+-------+-------+-----------------+
| apple | red   |               5 |
+-------+-------+-----------------+
(1 row)
COMMIT
COMMIT

Run multiple schema changes in a single ALTER TABLE statement

Some schema changes can be used in combination in a single ALTER TABLE statement. For a list of commands that can be combined, see ALTER TABLE. For a demonstration, see Add and rename columns atomically.

Show all schema change jobs

You can check on the status of the schema change jobs on your system at any time using the SHOW JOBS statement:

> WITH x AS (SHOW JOBS) SELECT * FROM x WHERE job_type = 'SCHEMA CHANGE';

+--------------------+---------------+-----------------------------------------------------------------------------+-----------+-----------+----------------------------+----------------------------+----------------------------+----------------------------+--------------------+-------+----------------+
|             job_id | job_type      | description                                                                 | user_name | status    | created                    | started                    | finished                   | modified                   | fraction_completed | error | coordinator_id |
|--------------------+---------------+-----------------------------------------------------------------------------+-----------+-----------+----------------------------+----------------------------+----------------------------+----------------------------+--------------------+-------+----------------|
| 368863345707909121 | SCHEMA CHANGE | ALTER TABLE test.public.fruits ADD COLUMN inventory_count INTEGER DEFAULT 5 | root      | succeeded | 2018-07-26 20:55:59.698793 | 2018-07-26 20:55:59.739032 | 2018-07-26 20:55:59.816007 | 2018-07-26 20:55:59.816008 |                  1 |       | NULL           |
| 370556465994989569 | SCHEMA CHANGE | ALTER TABLE test.public.foo ADD COLUMN bar VARCHAR                          | root      | pending   | 2018-08-01 20:27:38.708813 | NULL                       | NULL                       | 2018-08-01 20:27:38.708813 |                  0 |       | NULL           |
| 370556522386751489 | SCHEMA CHANGE | ALTER TABLE test.public.foo ADD COLUMN bar VARCHAR                          | root      | pending   | 2018-08-01 20:27:55.830832 | NULL                       | NULL                       | 2018-08-01 20:27:55.830832 |                  0 |       | NULL           |
+--------------------+---------------+-----------------------------------------------------------------------------+-----------+-----------+----------------------------+----------------------------+----------------------------+----------------------------+--------------------+-------+----------------+
(1 row)

All schema change jobs can be paused, resumed, and canceled.

Enable automatic commit before running schema changes inside transactions

When the autocommit_before_ddl session setting is set to on, any schema change statement that is sent during an explicit transaction will cause the transaction to commit before executing the schema change.

This setting can be used to:

• Improve compatibility with some third-party tools that do not work well due to our limitations on schema changes in explicit transactions.
• Use schema changes more easily under the READ COMMITTED isolation level. The error message returned when running schema changes under READ COMMITTED isolation includes a hint to use this setting.

With autocommit_before_ddl enabled, COMMIT, ROLLBACK, and other statements that normally return errors when used outside of an explicit transaction will instead return warnings. This behavior change is necessary because this setting can cause a transaction to end earlier than a client application may expect.

To enable this setting for the current session:

SET autocommit_before_ddl = on;

To enable it for all users:

ALTER ROLE ALL SET autocommit_before_ddl = on

You can also enable the setting from your application's connection string.

Demo videos

Updating primary key columns

To see a demo of an online schema change against a primary key column, watch the following video:

Updating foreign key columns

To see a demo of an online schema change against a foreign key column, watch the following video:

Undoing a schema change

Prior to garbage collection, it's possible to recover data that may have been lost prior to schema changes by using the AS OF SYSTEM TIME parameter. However, this solution is limited in terms of time, and doesn't work beyond the designated garbage collection window.

For more long-term recovery solutions, consider taking either a full or incremental backup of your cluster.

Known limitations

Schema changes within transactions

Most schema changes should not be performed within an explicit transaction with multiple statements, as they do not have the same atomicity guarantees as other SQL statements. Execute schema changes either as single statements (as an implicit transaction), or in an explicit transaction consisting of the single schema change statement. There are some exceptions to this, detailed below.

Schema changes keep your data consistent at all times, but they do not run inside transactions in the general case. Making schema changes transactional would mean requiring a given schema change to propagate across all the nodes of a cluster. This would block all user-initiated transactions being run by your application, since the schema change would have to commit before any other transactions could make progress. This would prevent the cluster from servicing reads and writes during the schema change, requiring application downtime.

Some schema change operations can be run within explicit, multiple statement transactions. CREATE TABLE and CREATE INDEX statements can be run within the same transaction with the same atomicity guarantees as other SQL statements. There are no performance or rollback issues when using these statements within a multiple statement transaction.

Within a single transaction:

• You can run schema changes inside the same transaction as a CREATE TABLE statement. For more information, see Run schema changes inside a transaction with CREATE TABLE. However, a CREATE TABLE statement containing FOREIGN KEY clauses cannot be followed by statements that reference the new table.
• Schema change DDL statements inside a multi-statement transaction can fail while other statements succeed.
• DROP COLUMN can result in data loss if one of the other schema changes in the transaction fails or is canceled. To work around this, move the DROP COLUMN statement to its own explicit transaction or run it in a single statement outside the existing transaction.

Schema change DDL statements inside a multi-statement transaction can fail while other statements succeed

Most schema change DDL statements that run inside a multi-statement transaction with non-DDL statements can fail at COMMIT time, even if other statements in the transaction succeed. This leaves such transactions in a "partially committed, partially aborted" state that may require manual intervention to determine whether the DDL statements succeeded.

Some DDL statements do not have this limitation. CREATE TABLE and CREATE INDEX statements have the same atomicity guarantees as other statements within a transaction.

If such a failure occurs, CockroachDB will emit a CockroachDB-specific error code, XXA00, and the following error message:

transaction committed but schema change aborted with error: <description of error>
HINT: Some of the non-DDL statements may have committed successfully, but some of the DDL statement(s) failed.
Manual inspection may be required to determine the actual state of the database.

This error will occur in various scenarios, including but not limited to:

• Creating a unique index fails because values aren't unique.
• The evaluation of a computed value fails.
• Adding a constraint (or a column with a constraint) fails because the constraint is violated for the default/computed values in the column.

To see an example of this error, start by creating the following table.

CREATE TABLE T(x INT);
INSERT INTO T(x) VALUES (1), (2), (3);

Then, enter the following multi-statement transaction, which will trigger the error.

BEGIN;
ALTER TABLE t ADD CONSTRAINT unique_x UNIQUE(x);
INSERT INTO T(x) VALUES (3);
COMMIT;

pq: transaction committed but schema change aborted with error: (23505): duplicate key value (x)=(3) violates unique constraint "unique_x"
HINT: Some of the non-DDL statements may have committed successfully, but some of the DDL statement(s) failed.
Manual inspection may be required to determine the actual state of the database.

In this example, the INSERT statement committed, but the ALTER TABLE statement adding a UNIQUE constraint failed. We can verify this by looking at the data in table t and seeing that the additional non-unique value 3 was successfully inserted.

SELECT * FROM t;

  x
+---+
  1
  2
  3
  3
(4 rows)

No online schema changes if primary key change in progress

You cannot start an online schema change on a table if a primary key change is currently in progress on the same table.

No online schema changes between executions of prepared statements

When the schema of a table targeted by a prepared statement changes after the prepared statement is created, future executions of the prepared statement could result in an error. For example, adding a column to a table referenced in a prepared statement with a SELECT * clause will result in an error:

CREATE TABLE users (id INT PRIMARY KEY);

PREPARE prep1 AS SELECT * FROM users;

ALTER TABLE users ADD COLUMN name STRING;

INSERT INTO users VALUES (1, 'Max Roach');

EXECUTE prep1;

ERROR: cached plan must not change result type
SQLSTATE: 0A000

It's therefore recommended to explicitly list result columns instead of using SELECT * in prepared statements, when possible.

See also

• How online schema changes are possible in CockroachDB: Blog post with more technical details about how our schema change engine works.
• ALTER DATABASE
• ALTER INDEX
• ALTER RANGE
• ALTER SEQUENCE
• ALTER TABLE
• ALTER VIEW
• CREATE DATABASE
• CREATE INDEX
• CREATE SEQUENCE
• CREATE TABLE
• CREATE VIEW
• DROP DATABASE
• DROP INDEX
• DROP SEQUENCE
• DROP TABLE
• DROP VIEW
• TRUNCATE

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